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Revised amendment aims to heal breaches in advisor community

New oversight for financial planners may be tougher for Senators to vote against because it is seen as pro-consumer

Author By Sara Hansard March 19, 2010 at 7:32 PM
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Sen. Herb Kohl is taking on brokers, life insurers with amendment to regulate financial planners.

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Mentioned in this article:

National Association of Personal Finance Advisors
Association
Top Executive: Geof Brown, CAE

Investment Adviser Association
Asset Manager for RIAs
Top Executive: David G. Tittsworth

Financial Planning Association
Association
Top Executive: Lauren S. Schadle, CAE, Executive Director and CEO




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