Steve Garmhausen

Straight talk from a community bank breakaway

Rob Copeland: Mom lent a hand with startup costs.

breakaway brokers

Trade-PMR

Sterne Agee

Rob Copeland

<p>There are about $5 trillion of assets parked in traditional stock brokerage firms, but they're not likely to stay there. Every month, clients move some of their money to independent firms with fewer conflicts of interest. Brokers who want more control are moving their books of business, too.</p>
<p>In these Breakaway Stories, you'll find instructive, encouraging and sometimes funny stories about these breakaway brokers and their clients. The information in the stories is accurate as of the date of publication. We hope these tales are useful for breakaway prospects and for people interested in luring wirehouse talent to their firms.</p>

Breakaway Stories

Being a fee-based RIA is a strong selling point in a town where you're the only one

Straight talk from a community bank breakaway

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