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Government shutdown may wallop SEC to the long-term detriment of RIAs

Audits on hiatus; fraudsters get more of a lead; most of the SEC on skeleton staff

Author Elizabeth MacBride April 8, 2011 at 10:31 PM
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Lockdown in Washington may mean a short reprieve for advisors in the midst of exams, but the looming shutdown portends nothing good for the industry in general, say lawyers

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MarketCounsel | Hamburger Law Firm
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Top Executive: Brian Hamburger




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