Older investors' complaints deserve -- and receive -- special scrutiny from regulators
Examiners give seniors the benefit of the doubt in a complaint, making it imperative to keep meticulous records focusing on not just the 'what' but the 'why' of investment decisions
Author Guest Columnist Les Abromovitz July 17, 2012 at 3:53 PM
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NCS Regulatory Compliance
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Top Executive: Mark Alcaide, COO/Partner
