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How my career path to become an RIA included pay phones, American Express, the pressure of being a physician's son and facing down robbers as a bank teller

It wasn't until I started flipping through industry journals at the bank that I discovered the CFP designation, read some practice profiles, and zeroed in on the field

Author Guest Columnist Scott Oeth July 5, 2016 at 7:55 PM
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Scott Oeth: Turns out, I'd applied for a job at my existing firm, and I was summarily dismissed!

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Why FINRA's late appearance into smoothie-throwing broker James Iannazzo's life might be rough

It's been about 11 months since Merrill Lynch fired him, and the CFP Board stripped him of the CFP mark; attracting the SRO's attention means more woes.

December 29, 2022 at 1:05 AM

BNY Mellon goes on a wild poaching bender as it sets sights on playing a very 2019 game of digital catch-up

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October 18, 2018 at 7:28 PM



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