By Lisa Shidler

Nationwide buys Jefferson National under purported DOL duress but 'good private equity' and good planning may rule the day

ECHELON Partners

E*Trade

Jefferson National

Cerulli Associates

Nationwide Financial

Donnie Ethier

Kirt Walker

Dan Seivert

Laurence Greenberg

Mitchell Caplan

<p>The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.</p>

<p>The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.</p>

RIA Compliance

The big Columbus, Ohio national insurer can certainly use a fiduciary annuity -- if there is such a thing -- but ROI is impetus number one

Nationwide buys Jefferson National under purported DOL duress but 'good private equity' and good planning may rule the day

Related Moves

July 20, 2021 at 1:17 AM

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