Guest Columnist Jack Edwards Jr.

Why RIAs who left deferred comp on the table  back at the wirehouse may yet make a claim for what might be, rightfully, their money

RIAs

wirehouses

<p>There are about $5 trillion of assets parked in traditional stock brokerage firms, but they're not likely to stay there. Every month, clients move some of their money to independent firms with fewer conflicts of interest. Brokers who want more control are moving their books of business, too.</p>
<p>In these Breakaway Stories, you'll find instructive, encouraging and sometimes funny stories about these breakaway brokers and their clients. The information in the stories is accurate as of the date of publication. We hope these tales are useful for breakaway prospects and for people interested in luring wirehouse talent to their firms.</p>

Breakaway Stories

Clauses written by lawyers under duress of wide-ranging defections may have over-reached, creating an opportunity to  challenge in court.

Why RIAs who left deferred comp on the table back at the wirehouse may yet make a claim for what might be, rightfully, their money

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