Articles written by Bob Margolis
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What one advisor's letter to her son reveals about Americans' attitudes toward money
The financial crisis may have opened the door to money-talk -- and raises questions about advisors' responsibilities
February 25, 2011 at 2:56 PM
A Morgan Stanley Smith Barney breakaway stepped off the wirehouse carousel to keep in touch with his clients
A former radio star, Frank Braddock prides himself on being able to get to know people within the intimate orbit of money
December 15, 2010 at 2:53 PM
Inside the mind of one recent Morgan Stanley Smith Barney breakaway who landed at HighTower
Barnaby Levin chafed at how the wirehouse restricted the way he could serve a client list made up of top execs at start-ups
December 6, 2010 at 5:58 AM
How a UBS skull session was complicit in showing this advisor the path to independence
The final straw: clients openly asked why he was still with a wirehouse
October 29, 2010 at 4:24 AM
U.S. Trust advisor joins an RIA after surviving the firm's sale to Bank of America
Stacey Reinhart joins Emerson Investment Management to get back to basics
August 24, 2010 at 5:48 AM
A decade of baby steps led a broker from Merrill Lynch to a three-office hybrid of his own
Potomac Investments now uses broker JHS, where an ethics policy carried the day
July 29, 2010 at 3:49 AM
How an Olympic hurdler and Smith Barney broker made the leap to his own RIA
Goal oriented: Tom McGuirk put his breakaway date on the wall in the place where his running time used to be
July 16, 2010 at 3:27 AM
Dorie Rosenband's post-maternity return to Smith Barney shocked her into becoming a RIA
Seeking to build a practice serving women-in-transition, she hopes to attract other women advisors, too
