Articles tagged "Duane Thompson"
Headline
Publish date
Snakes and ladders: What to expect in the unexpectedly triumphant final DOL fiduciary rule
Whether converted or just plain exhausted, the staunchest opponents are standing down to make way for the new rule that will go into effect in 2017
December 18, 2015 at 12:28 AM
Borzi: Exemptions from conflict of interest will be part of new fiduciary proposal
An easing of the ban against advisors accepting payment from money managers for selling their products may be in the works
May 7, 2013 at 3:14 AM
Obama makes 'really unfortunate' appointment of Elisse Walter as new SEC chairman
The former FINRA, CFTC and SEC exec will replace Mary Schapiro next month as RIA leaders brace for a new round of regulatory battles
November 26, 2012 at 9:33 PM
TD Ameritrade's 2012 Elite Advisor Summit gathers $89 billion of RIA assets under one Laguna Beach umbrella
Fresh off a week of D.C. intensity, the annual event crackled with strong opinions and offensive strategies
June 15, 2012 at 2:45 AM
Duane Thompson says Bachus bill will croak in Congress but others see danger aplenty
The FPA veteran who spearheaded the killing of the 'Merrill Lynch Rule' outlines his vision of compromise on the SRO issue
May 29, 2012 at 3:46 PM
RIAs and B-Ds don't mix, says Duane Thompson at MarketCounsel Summit 2011
TD's Tom Bradley delivers a caffeine jolt of good news about the growth of the RIA channel
October 18, 2011 at 3:25 AM
Daniel Barry takes on two big challenges: fighting for financial advisors and filling the size 15E shoes of Duane Thompson
Barry says he'll fight hard for financial planners and RIAs, but half of FPA's members hold a Series 7
