Articles tagged "Karen Barr"
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RIA lobby fires off letter to DOL claiming rules aimed at reining in overzealous stockbroker sales pitches chill RIA conversations with their prospects
The IAA's letter to the Labor Department asks that RIAs not get entangled in rules designed to prevent stockbrokers from making misleading pitches
April 20, 2017 at 5:16 PM
eMoney form inspires Fidelity function in NYC that serves up a familiar menu with fine garnish
Philip Palaveev, not for the first time, kept Fidelity’s Inside Track conference as sparkly as its ballroom
October 27, 2016 at 7:44 PM
New regulatory world dawns with oppressive ADV Part 2 form
Advisors were expecting it -- but that doesn't make it any more pleasant
August 6, 2010 at 7:53 AM
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