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Articles tagged "Mark L. Prendergast"

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Paul Auslander: As an umbrella for members with many business models, the FPA is in a strong position in an environment in which the different models are merging. “The targeted groups are the ones at peril, not us.”

As state regulatory, tax battles loom, FPA is establishing statewide organizations to counter threat

New president-elect sees a big change among broker-dealers on fiduciary issue: 'Sometimes I walk out thinking I've been in a Kumbaya situation'

November 10, 2010 at 4:43 AM
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