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Articles tagged "Ray Lucia"

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Ray Lucia: I'm pretty depressed that the government has such disdain for successful people and will stop at nothing to destroy them.

Why RIAs need to pay heed to a ruling that put a media star and advisor out of business -- and out $300,000

A judge ruled that Ray Lucia lacked the back-up to justify his hypothetical back-tests as the SEC pins a bull's eye on the strategy

July 19, 2013 at 4:00 AM
Ray Lucia: I removed the slides that are in question from my seminar presentation.

With SEC coming down hard, TV and radio star RIA principal in San Diego makes his case to listeners

The commission says Ray Lucia back-testing is questionable but some high-profile defenders take his side

September 19, 2012 at 4:28 AM
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