Articles tagged "Robert Menendez"

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Arlen Specter: I have long believed that it is insufficient to have fines for fraud. For corporate fraud, you have a fine and it is calculated as part of doing business.

Regulatory Wire: Advisor groups long have pushed for the fiduciary standard; because of the Goldman Sachs case, they may get what they asked for, and more

Senators call for ERISA-level standards of care for retail investors; also, Schapiro puts new ADV part 2 back on the radar

May 7, 2010 at 6:06 AM

Goldman Sachs' Lloyd Blankfein has said the investment bank is not a fiduciary. What is at issue, then, is what the suitability standard really is.

Regulatory Wire: How Goldman Sachs' fraud case will redirect the regulatory debate

Two Senators to offer amendment; plus, how many arbitration cases are filed because of breach of fiduciary duty? It's a lot.

April 23, 2010 at 6:01 AM

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Articles tagged "Robert Menendez"

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May 7, 2010 at 6:06 AM

April 23, 2010 at 6:01 AM

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