Tommy Fernandez

Why RIA demand for E&O insurance is booming and premium prices are [thankfully] plummeting

Andrew Fotopulos: Advisers seem a lot more anxious to obtain coverage at this time.

RIA IN A BOX

Starkweather & Shipley

North American Professional Liability Insurance Agency

Zachary Gronich

Andrew Fotopulos

Tom Schrandt

<p>The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.</p>

<p>The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.</p>

RIA Compliance

A plethora of new carriers is a big boon at a time when regulators 'circle like sharks'

Why RIA demand for E&O insurance is booming and premium prices are [thankfully] plummeting

Related Moves

November 29, 2018 at 11:54 PM

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