RIA in a Box gunning for top-notch staff as it readies for Aquiline-fueled roll-up binge, targeting old-school, mom-and-pop compliance competitors
With Ascensus also in its portfolio, Aquiline is showing a penchant for taking dull, fragmented, unloved wealth-management niche businesses and rolling them up into sexier firms
Author Oisin Breen November 29, 2018 at 11:54 PM
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RIA in a Box
Compliance Expert
Top Executive: GJ King
Jeff Spears
December 1, 2018 — 4:07 PM
I found that ALL RIAs I talk to accept they need and are not expert at compliance. The bad news is what price are they willing to pay?
