Ron Rhoades, Guest Columnist

Ron’s observations are as usual absolutely on target, if only our regulators would heed his wise counsel.

SCW

One-Man Think Tank: With even governments abandoning pension plans, investors are being tossed to the fee-hungry wolves

Ron Rhoades: From a review of the academic literature, it appears that relatively few investment strategies, as to the design of portfolios for individual clients, withstand academic scrutiny.

disclosure

Ron Rhoades

The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.

The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.

RIA Compliance

Disclosures don't deal with the psychological issues of risk aversion, overconfidence, and cognitive dissonance. 

One-Man Think Tank: With even governments abandoning pension plans, investors are being tossed to the fee-hungry wolves

Related Moves

November 18, 2022 at 2:56 AM

Stephen Winks

RIABiz Directory

White Paper Postings

Special Sections

Common Tags

Recent Articles

Popular Writers

RIABiz

Directory

Archives

Connect