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How financial reform gives the SEC new bite; plus at least five other things advisors ought to know about the legislation

The new financial world will be constructed mostly out of the public eye, as regulators begin studying 150 issues Congress punted to agencies

Author Elizabeth MacBride July 26, 2010 at 3:36 AM
Admin:
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Kristina Fausti: We've entered a new regulatory era that calls for greater transparency and accountability.

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Mentioned in this article:

Tiburon Strategic Advisors
Asset Manager for RIAs
Top Executive: Charles Roame

Certified Financial Planner Board of Standards
Association
Top Executive: Kevin Keller




Jeff Spears

Jeff Spears

July 26, 2010 — 4:50 PM

Financial Reform has the potential to be a huge win for comsumers. The derivatives changes and the 12(b) – 1 changes are major steps in the right direction.

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