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Think about compliance before sending or posting those articles you read

A new SEC alert gives updated guidance regarding the pitfalls of using social media

Author Guest Columnist Les Abromovitz January 23, 2012 at 4:40 PM
Admin:
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Les Abromovitz: "Social plug-ins,” such as the “like” feature, might be viewed by examiners as a testimonial.

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Mentioned in this article:

NCS Regulatory Compliance
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Top Executive: Mark Alcaide, COO/Partner




Mike Byrnes

Mike Byrnes

January 24, 2012 — 5:02 PM

Thinking about sharing an article before it goes out to your network of connections is nothing new.

Advisors should use common sense when using social networks, or any marketing tool for that matter.

Social media has many benefits that should not be overlooked! Read my 2010 RIABiz article called “Seven things advisors need to know about social media” that still holds true: http://www.riabiz.com/a/1192012

Mike Byrnes, President of Byrnes Consulting, LLC
www.byrnesconsulting.com
@byrnesconsultin

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