Lisa Shidler

What do Goldman Saks brokers do  when their b/d does not acknowledge or support expert fiduciary standing of the broker? There is good reason to leave in the best interest of their clients. Clients demand ongoing accountability for recommendations and the professional standing of the broker, otherwise the broker's advice is not reliable.  The client should have a say in all this, despite the industry saying otherwise.. SCW

Ha!  I have always had more respect for people who start businesses than steal businesses.

A Goldman Sachs team attempts breakaway with a client as stakeholder in new RIA and suffers the consequences

Goldman Sachs

Stark & Stark

Advisor Growth Strategies

Hamburger Law Firm

Fusion Advisor

Grey Street Capital

Jeffrey Friedstein

Joseph Page

Brian Hamburger

John Furey

Brian Carlis

Mike Papedis

<p>There are about $5 trillion of assets parked in traditional stock brokerage firms, but they're not likely to stay there. Every month, clients move some of their money to independent firms with fewer conflicts of interest. Brokers who want more control are moving their books of business, too.</p>
<p>In these Breakaway Stories, you'll find instructive, encouraging and sometimes funny stories about these breakaway brokers and their clients. The information in the stories is accurate as of the date of publication. We hope these tales are useful for breakaway prospects and for people interested in luring wirehouse talent to their firms.</p>

Breakaway Stories

Grey Street Capital will have to wait until August to solicit former clients -- at the very least

A Goldman Sachs team attempts breakaway with a client as stakeholder in new RIA and suffers the consequences

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