Articles tagged "Blaine Aikin"
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Claiming DOL rule has no handle on truth, Don Trone crafts lie detector test to assess RIA brains
The Neuro-Fiduciary & Governance Psychometric Instrument involves an EEG, an interview and six colleagues willing to vouch for your true fiduciary bona fides
December 24, 2017 at 5:23 AM
DOL fiduciary rule's upcoming September surprise'll send brokers memo-izing -- or else -- says Fred Reish in Nashville to a spellbound room
The Drinker Biddle attorney's invariably even tone gained inflection as he spoke of how brokers can only invoke BICE exemptions to go off DOL script by zealous, proactive documentation
May 25, 2017 at 7:53 PM
At MarketCounsel, a Ron Rhoades-Skip Schweiss exchange reveals new DOL-rule threat -- a Trump-led compromise creating a mutant strain of the reg that benefits no one
The problem, Rhoades says, is that a pseudo-fiduciary standard asks consumers to assume the burden of knowing what's best for them when it comes to investing, which brings the problem full circle
December 7, 2016 at 8:33 PM
Borzi: Exemptions from conflict of interest will be part of new fiduciary proposal
An easing of the ban against advisors accepting payment from money managers for selling their products may be in the works
May 7, 2013 at 3:14 AM
fi360 lures an executive away from Wells Fargo Private Bank to help thousands of advisors deliver fiduciary care
Kathleen Stewart wore many hats at the big wealth manager and has worked for an RIA and Goldman Sachs alike
April 20, 2012 at 3:52 AM
Private equity strikes again, this time quietly buying control of fi360 for $11.5 million
Bluff Point Associates principals liked the recurring revenues and bright growth prospects
April 10, 2012 at 5:41 AM
As DOL contemplates stiff fiduciary-related penalties on advisors, NAPFA and FPA find rare concord with FSI
The more RIA-focused groups agree with the IBD trade group that holders of smaller IRA accounts will not be able to pay for advice under new rules
March 22, 2012 at 4:07 AM
Which three of DOL's new 401(k) rules represent the biggest land mines for financial advisors and plan sponsors
Accepting gifts, estimating fees and using asset allocation models all demand treading lightly
February 14, 2012 at 6:06 AM
Fiduciary leaders splinter into two advocacy groups over divergent views
Knut Rostad takes six people with him to start the Institute for the Fiduciary Standard
August 25, 2011 at 5:24 AM
NY Times uncovers deeper fiduciary truth by interviewing wirehouse brokers
Yesterday's article in respected newspaper shows brokers themselves make no pretense about putting the client first
