By Lisa Shidler

Ethics are like pornography.  You know it when you see it.

Claiming DOL rule has no handle on truth,  Don Trone crafts lie detector test to assess RIA brains

fi360

Institute for the Fiduciary Standard

3Ethos

OverlayViews Investment Services

Don Trone

Blaine Aikin

Knut Rostad

Stephen Winks

<p>The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.</p>

<p>The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.</p>

RIA Compliance

The Neuro-Fiduciary & Governance Psychometric Instrument involves an EEG, an interview and six colleagues willing to vouch for your true fiduciary bona fides

Claiming DOL rule has no handle on truth, Don Trone crafts lie detector test to assess RIA brains

Jeff Spears

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